Case Studies

Risk-based Methodology

For a major financial services company, ComplianceLLC developed a comprehensive and customizable risk-assessment-based methodology, applicable to most outsourced services, including offshore and domestic service providers. Rights to this methodology were retained by ComplianceLLC and forms the core of our practice.

Risk Assessment

For a Major US Bank, ComplianceLLC used a proprietary risk template to perform a comprehensive risk assessment of services delivered by offshore service providers. The risk assessment was used to customize the work programs required to conduct an on-site review in order to prioritize the on-site review based on risk.

Offshore Due-diligence Review

Jointly for a Top-5 US Bank and one of the largest India-based offshore service providers, ComplianceLLC performed an on-site due-diligence review of the Bank's India-based operations and networks.

Offshore Enterprise Security Review

Jointly for a mid-tier Indian offshore IT service provider and its Major US Bank customer, ComplianceLLC performed a comprehensive, on-site enterprise security review of the Indian operations and networks, focusing on the support provided the US Bank. This offshore service provider was awarded our Certificate of Compliance.